§ Rule 4-1.18 Duties to Prospective Client

Rule 4-1.18. Duties to Prospective Client

    (a) Prospective Client. A person who discusses with a lawyer the possibility of forming a client-lawyer relationship with respect to a matter is a prospective client.

    (b) Confidentiality of Information. Even when no client-lawyer relationship ensues, a lawyer who has had discussions with a prospective client shall not use or reveal information learned in the consultation, except as rule 4-1.9 would permit with respect to information of a former client.

    (c) Subsequent Representation. A lawyer subject to subdivision (b) shall not represent a client with interests materially adverse to those of a prospective client in the same or a substantially related matter if the lawyer received information from the prospective client that could be used to the disadvantage of that person in the matter, except as provided in subdivision (d). If a lawyer is disqualified from representation under this rule, no lawyer in a firm with which that lawyer is associated may knowingly undertake or continue representation in such a matter, except as provided in subdivision (d).

    (d) Permissible Representation. When the lawyer has received disqualifying information as defined in subdivision (c),
representation is permissible if:

        (1) both the affected client and the prospective client have given informed consent, confirmed in writing; or

        (2) the lawyer who received the information took reasonable measures to avoid exposure to more disqualifying information than was reasonably necessary to determine whether to represent the prospective client; and

            (i) the disqualified lawyer is timely screened from any participation in the matter and is apportioned no part of the fee therefrom; and

            (ii) written notice is promptly given to the prospective client.